WASHINGTON--(BUSINESS WIRE)--FINRA announced today that it has sanctioned four firms—M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc.—a combined $2.6 ...

LOS ANGELES--(BUSINESS WIRE)--The Law Offices of Frank R. Cruz continues its investigation of Open Lending Corporation (“Open Lending” or the “Company”) (NASDAQ: LPRO) on behalf of investors ...

Higher interest rates, changes in collateral used and other trends can result in higher revenues for institutional investors, such as DB plan sponsors. Securities lending is a way for institutional ...

Lending stock or shares of an exchange traded fund (ETF) to a broker can earn you additional income, but it isn't for ...

Christine Benz: Hi, I'm Christine Benz for Morningstar.com. Most investors don't realize that many mutual funds and exchange-traded funds loan out the securities in their portfolios. Joining me to ...

Securities lending, a sometimes disorderly business with myriad standards, could have a formal exchange within five years, an industry researcher predicts. As far as transparency goes, the equity ...

The often-opaque world of securities lending may get clearer soon for retirement plan sponsors and participants. Following a March Congressional hearing on securities lending in retirement plans some ...

The Financial Industry Regulatory Authority ordered four member firms to cough up $2.6 million in fines and restitution after it said they misrepresented securities lending deals to their customers.

Misalignment of Interests Many securities lending authorization agreements enabled Lending Agents to share in the upside of collateral investment returns, but did not provide for sharing in the ...

After two years of field testing a securities lending platform on its own funds, Fidelity Investments is opening the platform to the broader universe of mutual funds, ETFs and institutional investors ...

While securities lending income can offset a significant portion of a fund's expense ratio, the primary drivers of investment performance are fund fees and portfolio construction, surpassing the ...

In a broadly challenging environment for asset managers, securities lending has become a go-to tool for many asset managers to help boost performance. The numbers tell the story: Global revenue ...